| Tue, 28 Sep 2021
Compliance Forms and Reports
Market Governance
Compliance Forms
| Title | Description | Date Published | File Type | Size | |
|---|---|---|---|---|---|
| CPEMS F05-Contact Information Sheet | Form to be used in providing contact details of the representatives of the trading participants which will be used as reference for coordination purposes | 04 May 2021 | 
DOCX
|
71 KB | |
| CPEMS F04-Authorization | Form authorizing the representatives of the trading participants to access, view, and transact in the CPEMS | 04 May 2021 |
DOCX
|
58 KB | |
| CPEMS F03-CPEMS Request Form | Form to be used in requesting for registration, update in information, or delisting from the Compliance Registry List | 04 May 2021 |
DOCX
|
71 KB | |
| Dispatch Deviation Report Form | Dispatch Deviation Report Form | 06 Mar 2020 | 
XLSX
|
256 KB | |
| Significant Event Report Form | Significant Event Report Form | 06 Mar 2020 |
XLSX
|
334 KB | |
| WCO Form 1 | The WCO form 1 may be used by a WESM Member in the appointment of its WESM Compliance Officer | 06 Mar 2020 |
DOC
|
24 KB | |
| WCO Form 2 | The WCO Form 2 is accomplished by the designated WESM Compliance Officer (WCO) and contains some basic information and compliance background of the WCO | 06 Mar 2020 | 
PDF
|
41 KB | |
| WCO Form 3 | The WCOs may use the WCO Form 3 to help them in the preparation of the WCO Annual Report | 06 Mar 2020 |
PDF
|
128 KB | |
| Pro-forma Affidavit | Please use this template for the affidavit attesting to the veracity and authenticity of your submitted documents in relation to Compliance Monitoring Activities in WESM. | 24 Feb 2020 |
DOC
|
42 KB | |
| Significant Event Notice | Significant Event Notice | 24 Feb 2020 | 
CSV
|
135 B | |
| Non-Compliance Report Form 2 | Non-compliance report forms are to be filled out and submitted to the Enforcement and Compliance Office (ECO) as part of replies to investigations for possible non-compliance with real-time dispatch schedules or instructions, including breach of the dispa | 24 Feb 2020 |
XLS
|
64 KB | |
| Non-Compliance Report Form 1 | This non-compliance report form is to be filled out and submitted to the Enforcement and Compliance Office (ECO) as part of replies to investigations for possible non-compliance with the must offer rule. For a description of the forms and the guidelines o | 24 Feb 2020 |
XLS
|
72 KB | |
| WCO Form 1 | The WCO form 1 may be used by a WESM Member in the appointment of its WESM Compliance Officer. | 06 Nov 2019 |
DOC
|
24 KB | |
| WCO Form 2 | The WCO Form 2 is accomplished by the designated WESM Compliance Officer (WCO) and contains some bas | 06 Nov 2019 |
PDF
|
41 KB | |
| WCO Form 3 | The WCOs may use the WCO Form 3 to help them in the preparation of the WCO Annual Report | 06 Nov 2019 |
PDF
|
128 KB | |
| Significant Event Report Form | This non-compliance report form is to be filled out and submitted to the Enforcement and Compliance | 06 Nov 2019 |
XLSX
|
334 KB | |
| Dispatch Deviation Report Form | Non-compliance report forms are to be filled out and submitted to the Enforcement and Compliance Off | 06 Nov 2019 |
XLSX
|
256 KB |
Compliance Reports
| Title | Description | Date Published | File Type | Size | |
|---|---|---|---|---|---|
| Consolidated CMAR June 2021 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for June 2021 | 31 Aug 2021 |
PDF
|
140 KB | |
| Consolidated CMAR May 2021 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for May 2021 | 16 Jul 2021 |
PDF
|
107 KB | |
| Consolidated CMAR April 2021 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for April 2021 | 10 Jun 2021 |
PDF
|
136 KB | |
| Consolidated CMAR March 2021 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for March 2021 | 18 May 2021 |
PDF
|
328 KB | |
| Consolidated CMAR February 2021 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for February 2021 | 15 Apr 2021 |
PDF
|
330 KB | |
| Consolidated CMAR For January 2021 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for January 2021 | 11 Mar 2021 |
PDF
|
330 KB | |
| Consolidated CMAR December 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for December 2020 | 11 Feb 2021 |
PDF
|
136 KB | |
| Consolidated CMAR November 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for November 2020 | 15 Jan 2021 |
PDF
|
328 KB | |
| Consolidated CMAR For October 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for October 2020 | 11 Dec 2020 |
PDF
|
136 KB | |
| Consolidated CMAR for September 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for September 2020 | 20 Nov 2020 |
PDF
|
328 KB | |
| Consolidated CMAR For August 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for August 2020 | 16 Oct 2020 |
PDF
|
110 KB | |
| Consolidated CMAR For July 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for July 2020 | 14 Sep 2020 |
PDF
|
113 KB | |
| Consolidated CMAR For June 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for June 2020 | 14 Aug 2020 |
PDF
|
112 KB | |
| Consolidated CMAR For May 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for May 2020 | 17 Jul 2020 |
PDF
|
112 KB | |
| Consolidated CMAR For April 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for April 2020 | 15 Jun 2020 |
PDF
|
470 KB | |
| Consolidated CMAR For March 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for March 2020 | 15 May 2020 |
PDF
|
465 KB | |
| Consolidated CMAR for February 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for February 2020 | 17 Apr 2020 |
PDF
|
461 KB | |
| Consolidated CMAR for January 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for January 20120 | 02 Apr 2020 |
PDF
|
472 KB | |
| Consolidated CMAR For December 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for December 2019 | 26 Mar 2020 |
PDF
|
476 KB | |
| Consolidated CMAR For November 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for November 2019 | 26 Mar 2020 |
PDF
|
460 KB | |
| Consolidated CMAR For October 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for October 2019 | 26 Mar 2020 |
PDF
|
474 KB | |
| Consolidated CMAR for September 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for September 2019 | 26 Mar 2020 |
PDF
|
474 KB | |
| Consolidated CMAR for August 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for August 2019 | 26 Mar 2020 |
PDF
|
475 KB | |
| Consolidated CMAR for July 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for July 2019 | 26 Mar 2020 |
PDF
|
484 KB | |
| Consolidated CMAR for June 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for June 2019 | 26 Mar 2020 |
PDF
|
485 KB | |
| Consolidated CMAR for May 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for May 2019 | 26 Mar 2020 |
PDF
|
476 KB | |
| Consolidated CMAR for April 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for April 2019 | 26 Mar 2020 |
PDF
|
469 KB | |
| Consolidated CMAR for March 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for March 2019 | 26 Mar 2020 |
PDF
|
486 KB | |
| Consolidated CMAR for February 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for February 2019 | 26 Mar 2020 |
PDF
|
471 KB | |
| Consolidated CMAR for January 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for January 2019 | 26 Mar 2020 |
PDF
|
477 KB |