| Tue, 06 Dec 2022

Compliance Forms and Reports

Market Governance
Compliance Forms
Title Description Date Published File Type Size
Request For Reconsideration (Annex) Annex A - a form that contains specific details of the request for reconsideration, such as, the pertinent trading dates, intervals, resource IDs, description of incidents, etc., and is made an integral part of the Request for Reconsideration Form 20 Jun 2022 XLSX 17 KB
Request for Reconsideration This is the form/template to be accomplished by the Investigated Party in filing a request for reconsideration of either the CMA results or the PEM Board Action. 17 Jun 2022 DOCX 225 KB
Notice of Probable Breach of MO/SO This is the form/template to be accomplished by a WESM Member or a WESM Committee (except the Compliance Committee) for the investigation on the Market Operator or the System Operator found to have committed a probable breach of the WESM Rules. 17 Jun 2022 DOCX 225 KB
Request for Investigation (RFI) or Report of Probable Breach This is the form/template to be accomplished and filed by a WESM Member, WESM Committee (except the Compliance Committee), the Market Operator, or the System Operator for the investigation on a WESM Member found to have committed a probable breach of the 17 Jun 2022 DOCX 225 KB
CC.CERT.TSP.TMP.04 TSP Accomplishment Report Form A report template/form that is completed by Training Service Providers (TSP) when submitting their accomplishment report semi-annually to the Compliance Committee . 28 Mar 2022 DOCX 54 KB
CC.CERT.TSP.TMP.03 Participants Record This form is completed and submitted to the Compliance Committee by Training Service Providers (TSP) at the conclusion of each WCO-certified training course. It contains all relevant information about the completed training activity. 28 Mar 2022 XLSX 34 KB
CC.CERT.TSP.TMP.02 Training Enrollment Form_Sample This template guide form is to be filled out by applicants or participants who intend to enroll in a specific WCO-certified training course offered by a Training Service Provider (TSP) 28 Mar 2022 DOCX 47 KB
CC.CERT.TSP.TMP.01 Annual WCO Certification Program This is the form/template that Training Service Providers (TSP) must accomplish when submitting their proposed/revised certification program for approval by the Compliance Committee. 28 Mar 2022 DOCX 65 KB
CC.CERT.WCO.TMP.02 WCO Information Sheet An electronic form to be accomplished by the designated WESM Compliance Officer (WCO) in applying for WCO Certification Program which contains some basic/contact information 28 Mar 2022 XLSX 17 KB
CC.CERT.WCO.TMP.01 WCO Designation Form for Certification Program Form to be used by a WESM Member in the appointment of its Designated WESM Compliance Officer to participate in the WCO Certification Program. 28 Mar 2022 DOCX 60 KB
CPEMS F05-Contact Information Sheet Form to be used in providing contact details of the representatives of the trading participants which will be used as reference for coordination purposes 04 May 2021 DOCX 71 KB
CPEMS F04-Authorization Form authorizing the representatives of the trading participants to access, view, and transact in the CPEMS 04 May 2021 DOCX 58 KB
CPEMS F03-CPEMS Request Form Form to be used in requesting for registration, update in information, or delisting from the Compliance Registry List 04 May 2021 DOCX 71 KB
Dispatch Deviation Report Form Dispatch Deviation Report Form 06 Mar 2020 XLSX 256 KB
Significant Event Report Form Significant Event Report Form 06 Mar 2020 XLSX 334 KB
WCO Form 1 The WCO form 1 may be used by a WESM Member in the appointment of its WESM Compliance Officer 06 Mar 2020 DOC 24 KB
WCO Form 2 The WCO Form 2 is accomplished by the designated WESM Compliance Officer (WCO) and contains some basic information and compliance background of the WCO 06 Mar 2020 PDF 41 KB
WCO Form 3 The WCOs may use the WCO Form 3 to help them in the preparation of the WCO Annual Report 06 Mar 2020 PDF 128 KB
Pro-forma Affidavit Please use this template for the affidavit attesting to the veracity and authenticity of your submitted documents in relation to Compliance Monitoring Activities in WESM. 24 Feb 2020 DOC 42 KB
Significant Event Notice Significant Event Notice 24 Feb 2020 CSV 135 B
Non-Compliance Report Form 2 Non-compliance report forms are to be filled out and submitted to the Enforcement and Compliance Office (ECO) as part of replies to investigations for possible non-compliance with real-time dispatch schedules or instructions, including breach of the dispa 24 Feb 2020 XLS 64 KB
Non-Compliance Report Form 1 This non-compliance report form is to be filled out and submitted to the Enforcement and Compliance Office (ECO) as part of replies to investigations for possible non-compliance with the must offer rule. For a description of the forms and the guidelines o 24 Feb 2020 XLS 72 KB
WCO Form 1 The WCO form 1 may be used by a WESM Member in the appointment of its WESM Compliance Officer. 06 Nov 2019 DOC 24 KB
WCO Form 2 The WCO Form 2 is accomplished by the designated WESM Compliance Officer (WCO) and contains some bas 06 Nov 2019 PDF 41 KB
WCO Form 3 The WCOs may use the WCO Form 3 to help them in the preparation of the WCO Annual Report 06 Nov 2019 PDF 128 KB
Significant Event Report Form This non-compliance report form is to be filled out and submitted to the Enforcement and Compliance 06 Nov 2019 XLSX 334 KB
Dispatch Deviation Report Form Non-compliance report forms are to be filled out and submitted to the Enforcement and Compliance Off 06 Nov 2019 XLSX 256 KB
Compliance Reports
Title Description Date Published File Type Size
Consolidated CMAR September 2022 Consolidated Compliance Monitoring and Assessment Report (CMAR) for September 2022 22 Nov 2022 PDF 35 KB
Consolidated CMAR August 2022 Consolidated Compliance Monitoring and Assessment Report (CMAR) for August 2022 20 Oct 2022 PDF 35 KB
Consolidated CMAR July 2022 Consolidated Compliance Monitoring and Assessment Report (CMAR) for July 20202 22 Sep 2022 PDF 35 KB
Consolidated CMAR June 2022 Consolidated Compliance Monitoring and Assessment Report (CMAR) for June 2022 18 Aug 2022 PDF 35 KB
Monthly FAS Report As Of May 2022 Monthly Forecast Accuracy Standards Report as of May 2022 18 Aug 2022 PDF 385 KB
Consolidated CMAR May 2022 Consolidated Compliance Monitoring and Assessment Report (CMAR) for May 2022 02 Aug 2022 PDF 35 KB
Monthly FAS Report As Of April 2022 Monthly Forecast Accuracy Standards Report as of April 2022 01 Aug 2022 PDF 549 KB
Consolidated CMAR April 2022 Consolidated Compliance Monitoring and Assessment Report (CMAR) for April 2022 16 Jun 2022 PDF 35 KB
Monthly FAS Report as of March 2022 Monthly Forecast Accuracy Standards Report as of March 2022 07 Jun 2022 PDF 424 KB
Consolidated CMAR March 2022 Consolidated Compliance Monitoring and Assessment Report (CMAR) for March 2022 18 May 2022 PDF 34 KB
Monthly FAS Report as of February 2022 Monthly Forecast Accuracy Standards Report as of February 2022 09 May 2022 PDF 538 KB
Consolidated CMAR February 2022 Consolidated Compliance Monitoring and Assessment Report (CMAR) for February 2022 20 Apr 2022 PDF 34 KB
Monthly FAS Report as of January 2022 Monthly Forecast Accuracy Standards Report as of January 2022 04 Apr 2022 PDF 382 KB
Consolidated CMAR January 2022 Consolidated Compliance Monitoring and Assessment Report (CMAR) for January 2022 16 Mar 2022 PDF 35 KB
Consolidated CMAR June 2021 Consolidated Compliance Monitoring and Assessment Report (CMAR) for June 2021 31 Aug 2021 PDF 140 KB
Consolidated CMAR May 2021 Consolidated Compliance Monitoring and Assessment Report (CMAR) for May 2021 16 Jul 2021 PDF 107 KB
Consolidated CMAR April 2021 Consolidated Compliance Monitoring and Assessment Report (CMAR) for April 2021 10 Jun 2021 PDF 136 KB
Consolidated CMAR March 2021 Consolidated Compliance Monitoring and Assessment Report (CMAR) for March 2021 18 May 2021 PDF 328 KB
Consolidated CMAR February 2021 Consolidated Compliance Monitoring and Assessment Report (CMAR) for February 2021 15 Apr 2021 PDF 330 KB
Consolidated CMAR For January 2021 Consolidated Compliance Monitoring and Assessment Report (CMAR) for January 2021 11 Mar 2021 PDF 330 KB
Consolidated CMAR December 2020 Consolidated Compliance Monitoring and Assessment Report (CMAR) for December 2020 11 Feb 2021 PDF 136 KB
Consolidated CMAR November 2020 Consolidated Compliance Monitoring and Assessment Report (CMAR) for November 2020 15 Jan 2021 PDF 328 KB
Consolidated CMAR For October 2020 Consolidated Compliance Monitoring and Assessment Report (CMAR) for October 2020 11 Dec 2020 PDF 136 KB
Consolidated CMAR for September 2020 Consolidated Compliance Monitoring and Assessment Report (CMAR) for September 2020 20 Nov 2020 PDF 328 KB
Consolidated CMAR For August 2020 Consolidated Compliance Monitoring and Assessment Report (CMAR) for August 2020 16 Oct 2020 PDF 110 KB
Consolidated CMAR For July 2020 Consolidated Compliance Monitoring and Assessment Report (CMAR) for July 2020 14 Sep 2020 PDF 113 KB
Consolidated CMAR For June 2020 Consolidated Compliance Monitoring and Assessment Report (CMAR) for June 2020 14 Aug 2020 PDF 112 KB
Consolidated CMAR For May 2020 Consolidated Compliance Monitoring and Assessment Report (CMAR) for May 2020 17 Jul 2020 PDF 112 KB
Consolidated CMAR For April 2020 Consolidated Compliance Monitoring and Assessment Report (CMAR) for April 2020 15 Jun 2020 PDF 470 KB
Consolidated CMAR For March 2020 Consolidated Compliance Monitoring and Assessment Report (CMAR) for March 2020 15 May 2020 PDF 465 KB
Consolidated CMAR for February 2020 Consolidated Compliance Monitoring and Assessment Report (CMAR) for February 2020 17 Apr 2020 PDF 461 KB
Consolidated CMAR for January 2020 Consolidated Compliance Monitoring and Assessment Report (CMAR) for January 20120 02 Apr 2020 PDF 472 KB
Consolidated CMAR For December 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for December 2019 26 Mar 2020 PDF 476 KB
Consolidated CMAR For November 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for November 2019 26 Mar 2020 PDF 460 KB
Consolidated CMAR For October 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for October 2019 26 Mar 2020 PDF 474 KB
Consolidated CMAR for September 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for September 2019 26 Mar 2020 PDF 474 KB
Consolidated CMAR for August 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for August 2019 26 Mar 2020 PDF 475 KB
Consolidated CMAR for July 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for July 2019 26 Mar 2020 PDF 484 KB
Consolidated CMAR for June 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for June 2019 26 Mar 2020 PDF 485 KB
Consolidated CMAR for May 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for May 2019 26 Mar 2020 PDF 476 KB
Consolidated CMAR for April 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for April 2019 26 Mar 2020 PDF 469 KB
Consolidated CMAR for March 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for March 2019 26 Mar 2020 PDF 486 KB
Consolidated CMAR for February 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for February 2019 26 Mar 2020 PDF 471 KB
Consolidated CMAR for January 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for January 2019 26 Mar 2020 PDF 477 KB