| Sat, 04 Apr 2020

Compliance Forms and Reports

Market Governance
Compliance Forms
Title Description Date Published File Type Size
WESM Compliance Bulletin Issue 10 Guidelines for the Conferment of WESM Compliance Awards/ Recognition 31 Mar 2020 PDF 624 KB
Dispatch Deviation Report Form Dispatch Deviation Report Form 06 Mar 2020 XLSX 256 KB
Significant Event Report Form Significant Event Report Form 06 Mar 2020 XLSX 334 KB
WCO Form 1 The WCO form 1 may be used by a WESM Member in the appointment of its WESM Compliance Officer 06 Mar 2020 DOC 24 KB
WCO Form 2 The WCO Form 2 is accomplished by the designated WESM Compliance Officer (WCO) and contains some basic information and compliance background of the WCO 06 Mar 2020 PDF 41 KB
WCO Form 3 The WCOs may use the WCO Form 3 to help them in the preparation of the WCO Annual Report 06 Mar 2020 PDF 128 KB
Pro-forma Affidavit Please use this template for the affidavit attesting to the veracity and authenticity of your submitted documents in relation to Compliance Monitoring Activities in WESM. 24 Feb 2020 DOC 42 KB
WESM Compliance Bulletin Issue 8.0 This issue of the WES Compliance Bulletin provides for the revision of the SERF and DDRF in connection with the compliance and monitoring activity by the Enforcement and Compliance Office 24 Feb 2020 PDF 2 MB
WESM Compliance Bulletin Issue 7.0 For this issue of the WESM Compliance Bulletin, the trading participants will be guided on the following: -Documents and forms that can be uploaded and downloaded on a daily basis. -Facility for retrieval of notice and submission of reply or reports. 24 Feb 2020 PDF 2 MB
WESM Compliance Bulletin 6.2_Revised Offer And Nominations Non-Compliance Report Form Procedures This issue of the WESM Compliance Bulletin is an update / revision of the WESM Compliance Bulletin Issue 6.1 to add Section 6 which provides for the revision and cancellation of reports. 24 Feb 2020 PDF 1 MB
WESM Compliance Bulletin 6 1_Revised Offer And Nominations Non-Compliance Report Form Procedures This issue of the WESM Compliance Bulletin is an update / revision of the WESM Compliance Bulletin Issue 6.0 providing procedures for the submission of the significant event report and notices. 24 Feb 2020 PDF 1 MB
Significant Event Notice Significant Event Notice 24 Feb 2020 CSV 135 B
WESM Compliance Bulletin Issue 6.0 This issue of the WESM Compliance Bulletin provides the procedures for submission of the significant event report required of Trading Participants under WESM Rules clause 3.5.11.7. This Bulletin provides a description of the Significant Event Notice and t 24 Feb 2020 PDF 730 KB
WESM Compliance Bulletin Issue 5.0 Guidelines for Requests for Reconsideration 24 Feb 2020 PDF 498 KB
WESM Compliance Bulletin Issue 4.0 Non-Compliance Events Classification and Non-Compliance Report Form 2 – Possible Non-Compliance with Real Time Dispatch Schedules/ Instructions by Scheduled Generating Units (Revision 1.0) 24 Feb 2020 PDF 253 KB
WESM Compliance Bulletin Issue 3.0 Non-Compliance Events Classification and Non-Compliance Report Form 1 – Possible Non-Compliance with the Must Offer Rule by Scheduled Generating Units (Revision 1.0) 24 Feb 2020 PDF 269 KB
Non-Compliance Report Form 2 Non-compliance report forms are to be filled out and submitted to the Enforcement and Compliance Office (ECO) as part of replies to investigations for possible non-compliance with real-time dispatch schedules or instructions, including breach of the dispa 24 Feb 2020 XLS 64 KB
Non-Compliance Report Form 1 This non-compliance report form is to be filled out and submitted to the Enforcement and Compliance Office (ECO) as part of replies to investigations for possible non-compliance with the must offer rule. For a description of the forms and the guidelines o 24 Feb 2020 XLS 72 KB
Compliance Reports
Title Description Date Published File Type Size
Consolidated CMAR for January 2020 Consolidated Compliance Monitoring and Assessment Report (CMAR) for January 20120 02 Apr 2020 PDF 472 KB
Consolidated CMAR For December 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for December 2019 26 Mar 2020 PDF 476 KB
Consolidated CMAR For November 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for November 2019 26 Mar 2020 PDF 460 KB
Consolidated CMAR For October 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for October 2019 26 Mar 2020 PDF 474 KB
Consolidated CMAR for September 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for September 2019 26 Mar 2020 PDF 474 KB
Consolidated CMAR for August 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for August 2019 26 Mar 2020 PDF 475 KB
Consolidated CMAR for July 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for July 2019 26 Mar 2020 PDF 484 KB
Consolidated CMAR for June 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for June 2019 26 Mar 2020 PDF 485 KB
Consolidated CMAR for May 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for May 2019 26 Mar 2020 PDF 476 KB
Consolidated CMAR for April 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for April 2019 26 Mar 2020 PDF 469 KB
Consolidated CMAR for March 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for March 2019 26 Mar 2020 PDF 486 KB
Consolidated CMAR for February 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for February 2019 26 Mar 2020 PDF 471 KB
Consolidated CMAR for January 2019 Consolidated Compliance Monitoring and Assessment Report (CMAR) for January 2019 26 Mar 2020 PDF 477 KB